Herrington Financial Services
We are dedicated to providing investment management and strategic wealth planning to that is specific to you and your situation. Simply put, we strive to be our client’s trusted advisor. As a financial advisory firm, our primary focus is to provide unbiased opinions that are designed to achieve long term investment results.
We are dedicated to professionally supporting, educating, and providing informed direction to each and every client and we do this with the highest levels of trust, integrity and respect while always collaborating using a team approach.
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Call (706) 868-8673
Founder: James M. (Mike) Herrington 1949-2020
Mike was a lifelong resident of the Augusta Area. Married to Susan, and we have seven children, sixteen grandchildren and two great-grandchildren.
He started in the Financial Services industry in 1984, and am currently licensed for Life, Health, Annuities, Property & Casualty, Variable Life, Variable Annuities, and Mutual Funds in the states of Georgia, South Carolina, North Carolina and Tennessee.
Mike was an Investment Advisor Representative with Series 6, 7, 63, and 65 registrations.
With a life long pursuit of education to better serve his clients, Mike's education and professional background were as follows:
B.S., Chemical Engineering, N C State, 1971
Chartered Life Underwriter (CLU™), 1995
Chartered Financial Consultant (ChFC™), 1997
Registered Financial Consultant (RFC), 1999
Certified Financial Planner (CFP™), 2001
Accredited Asset Management Specialist (AAMS), 2003
Certified Senior Advisor (CSA), 2003
Certified Estate Planner (CEP), 2005
Retirement Plans Associate (RPA), 2007
Certified Kingdom Advisor (CKA™), 2017
Master Registered Financial Consultant (MRFC), 2018
Member, NAIFA-Augusta, 1987 to Present, Past President
Past NAIFA-Georgia Area Vice President
Graduate of Leadership in Life Institute (LILI), 2008
Member, Augusta Estate Planning Council, 1997 to Present
Member, Society of Financial Service Professionals, 1990 to Present, Past President of Augusta Chapter
Member, The Financial Planning Association, 2001 to present.
He specialized in retirement planning and retirement income distribution planning.