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Herrington Financial Services


We are dedicated to providing investment management and strategic wealth planning to that is specific to you and your situation. Simply put, we strive to be our client’s trusted advisor. As a financial advisory firm, our primary focus is to provide unbiased opinions that are designed to achieve long term investment results.

We are dedicated to professionally supporting, educating, and providing informed direction to each and every client and we do this with the highest levels of trust, integrity and respect while always collaborating using a team approach.


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Call (706) 868-8673

Founder: James M. (Mike) Herrington 1949-2020

Founder: James M. (Mike) Herrington 1949-2020

Mike was a lifelong resident of the Augusta Area. Married to Susan, and we have seven children, sixteen grandchildren and two great-grandchildren.

He started in the Financial Services industry in 1984, and am currently licensed for Life, Health, Annuities, Property & Casualty, Variable Life, Variable Annuities, and Mutual Funds in the states of Georgia, South Carolina, North Carolina and Tennessee.

Mike was an Investment Advisor Representative with Series 6, 7, 63, and 65 registrations.

With a life long pursuit of education to better serve his clients, Mike's education and professional background were as follows:

B.S., Chemical Engineering, N C State, 1971

Chartered Life Underwriter (CLU™), 1995

Chartered Financial Consultant (ChFC™), 1997

Registered Financial Consultant (RFC), 1999

Certified Financial Planner (CFP™), 2001

Accredited Asset Management Specialist (AAMS), 2003

Certified Senior Advisor (CSA), 2003

Certified Estate Planner (CEP), 2005

Retirement Plans Associate (RPA), 2007

Certified Kingdom Advisor (CKA™), 2017

Master Registered Financial Consultant (MRFC), 2018

Member, NAIFA-Augusta, 1987 to Present, Past President

Past NAIFA-Georgia Area Vice President

Graduate of Leadership in Life Institute (LILI), 2008

Member, Augusta Estate Planning Council, 1997 to Present

Member, Society of Financial Service Professionals, 1990 to Present, Past President of Augusta Chapter

Member, The Financial Planning Association, 2001 to present.

He specialized in retirement planning and retirement income distribution planning.